On August 28, 2024, the Financial Crimes Enforcement Network (FinCEN) adopted a final rule that subjects investment advisers to the ...

Last week, the Securities and Exchange Commission (SEC) announced two enforcement actions related to the failed ...

Jacqueline Sanjuas joined the bank last year, months before the Justice Department made public its investigation into TD’s ...

Block, Inc. faces a joint crackdown by the DCCA and 47 states for BSA/AML violations, incurring an $80 million penalty and ...

Oregon and 47 states settled with Block Inc. for BSA/AML violations, imposing an $80 million penalty and requiring an ...

KuCoin pleads guilty to US charges of operating an unlicensed money-transmitting business, agreeing to $300M in fines and ...

Idaho joins 47 states to fine Cash App’s parent company $80M for violating anti-money laundering laws and the Bank Secrecy ...

The world's largest crypto exchange by trading volume is facing a new investigation into what the company calls "old" ...

French authorities have expanded a probe into Binance, investigating alleged money laundering, tax fraud and other crimes at the crypto exchange ...

On January 27, 2025, cryptocurrency exchange KuCoin admitted guilt to charges of operating an unlicensed money-transmitting ...