A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

New policy for target-date funds triggered capital gains SEC says Vanguard did not warn about tax ramifications The settlement also resolves claims by 43 state regulators Jan 17 (Reuters ...

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...

The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.

The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...

Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...