JD Supra3d
SEC Rule 13f-2 and Form SHO: New Short Position Reporting Requirements for Certain Investment Managers
The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...
Pensions&Investments8d
ICI seeks SEC enforcement relief on new short sale reporting rules
The SEC in October 2023 finalized rules to require certain institutional investment managers to report short sale-related ...
JD Supra13d
Short Interest Reports Due February 14
Absent SEC or court action, institutional investment managers that meet or exceed certain thresholds face a February 14 deadline to file the ...