JD Supra3d
SEC Rule 13f-2 and Form SHO: New Short Position Reporting Requirements for Certain Investment Managers
The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Pensions&Investments8d
ICI seeks SEC enforcement relief on new short sale reporting rules
The SEC in October 2023 finalized rules to require certain institutional investment managers to report short sale-related ...
JD Supra13d
Short Interest Reports Due February 14
Absent SEC or court action, institutional investment managers that meet or exceed certain thresholds face a February 14 deadline to file the ...
OU women's basketball falls short vs. Texas in SEC opener | 3 takeaways
Thursday’s SEC opener between No. 10 OU and No. 6 Texas looked like a heavyweight fight. In the end, though, the Longhorns ...
NBC Bay Area13d
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds. The payment of $106.41 million will be distributed ...
Hosted on MSN27d
OU women's basketball falls short vs. Texas in SEC opener | 3 takeaways
The Sooners (12-2, 0-1 SEC) open their SEC road schedule Sunday when they take on No. 13 Tennessee at 2 p.m. in Knoxville. The game was chippy at times earlier, but things boiled over a bit in the ...