Saturday Down South1d
SEC Shorts releases final 2024 report card for SEC football teams
SEC Shorts handed out its final 2024 grades for an SEC football season that once again did not produce a team in the national ...
JD Supra1d
SEC Rule 13f-2 and Form SHO: New Short Position Reporting Requirements for Certain Investment Managers
The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Pensions&Investments6d
ICI seeks SEC enforcement relief on new short sale reporting rules
The SEC in October 2023 finalized rules to require certain institutional investment managers to report short sale-related ...
JD Supra11d
Short Interest Reports Due February 14
Absent SEC or court action, institutional investment managers that meet or exceed certain thresholds face a February 14 deadline to file the ...
NBC Bay Area11d
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds. The payment of $106.41 million will be distributed ...